TweetFollow Us on Twitter

Daze Y
Volume Number:8
Issue Number:1
Column Tag:Lisp Listener

Deriving Miss Daze Y

Deriving the (applicative order) Y combinator in a concrete way via fact

By André van Meulebrouck, Chatsworth, California: Internet: vanMeule@cup.portal.com

“Deriving Miss Daze Y”

“The utmost abstractions are the true weapons with which to control our thought of concrete fact.” - Alfred North Whitehead

This article will seek to derive the (applicative order) Y combinator in a concrete way via fact.

Definition: The Y combinator is a function which, when applied to the abstracted version of a recursive function, is the equivalent of the (original) recursive function. [vanMeule May 1991]

Definition: fact is that pedagogical function of obsessive interest, the factorial function.

Abstracted fact

In [vanMeule May 1991], the Y combinator was motivated by a desire to convert everything into a combinator (a lambda expression which has no free variables). In “combinatorizing” everything we found the following definition in need of abstrac-tion (the process whereby we get rid of free variables by making them bound in an outer lambda expression, then promising to pass in “the right thing” when invoking the outer lambda expression).

(* 1 *)

(define fact
 (lambda (n)
 (if (zero? n)
 1
 (* n (fact (1- n))))))

In the definition of fact above, the variable is a free variable. (Such recursive definitions rely on free variables being resolved in an odd, not-purely-lexical way.) The definition for abstracted-fact looks like the following.

(* 2 *)

(define abstracted-fact
 (lambda (fact)
 (lambda (n)
 (if (zero? n)
 1
 (* n (fact (1- n)))))))

The free variable is gone, but we are not home and dry be-cause we now have to pass in the definition of fact. In fact, we have to have a mechanism that is capable of providing them on demand!

Recursionless fact

In [vanMeule Jun 1991], what is perhaps the simplest trick for getting rid of recursion was shown: passing the would be recursive function as an argument!

(* 3 *)

>>>
(define pass-fact
 (lambda (f n)
 (if (zero? n)
 1
 (* n (f f (1- n))))))
pass-fact
>>> (pass-fact pass-fact 5)
120

Notice what happened to the original definition of fact: it was changed! In abstracted-fact, we did not change the definition at all - we merely wrapped a lambda form around the untampered-with-definition of fact.

Merging facts

What we really want is a way to get rid of recursion without modifying the definition of the function we’re ridding the recursion from. In other words, we want to have the best of the two different approaches: abstracted-fact gets rid of the free variable yet keeps the definition intact; pass-fact seems to have captured a recursive mechanism without using recursion.

Theoretically, it should be possible to start from pass-fact and massage it into two parts; a “recursionless recursion mechanism” (the Y combinator), and abstracted-fact.

To Be or to Let it Be

In the discussion that follows, we will use let, which hasn’t been “properly” introduced yet. So, let’s take a look at let via the following example.

(* 4 *)

(* (+ 3 2)
 (+ 3 2))

The expression (+ 3 2) is being recomputed. Alternatively, we can compute the value of (+ 3 2) once, and hold onto the result via let.

(* 5 *)

(let ((three-plus-two (+ 3 2)))
 (* three-plus-two three-plus-two))

While the main motivation behind let is to avoid recomp-utations, it can be used purely for the sake of readability (i.e. even if the value being leted will only be used once).

Our use of let herein will be purely syntactic sugar for a more (syntactically) cumbersome looking (but semantically equivalent) lambda expression. For instance, our example would look like the following if we were to use lambda instead of let.

(* 6 *)

(lambda (three-plus-two)
 (* three-plus-two three-plus-two))
 (+ 3 2))

[Rees et al. 1986] gives a more rigorous and precise Scheme definition for let.

Getting the facts straight

In the style of [Gabriel 1988], let’s start with pass-fact and try to massage it into what we want.

Since one of the rules of our “minimalist” game [vanMeule Jun 1991] was to stick to combinators and l-calculus, we are compelled to curry (a requirement of l-calculus). Also, since there are cases where currying gains expressive power that we would otherwise have to simulate, it seems natural to curry as the first step.

(* 7 *)

>>>
(define pass-fact
 (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n ((f f) (1- n)))))))
pass-fact
>>>
((pass-fact pass-fact) 5)
120

Notice how the invocation of the new version of fact is more complicated than the recursive 
version. That can be fixed by tucking the invocation, which passes the function as an argument, 
inside the new definition of fact.

(* 8 *)

>>>
(define fact
 (let ((g (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n ((f f) (1- n))))))))
 (g g)))
fact
>>>
(fact 5)
120

(Note that we would have looked like the Department of Redundancy Department had we not curried - parameter n would have to be bound twice.)

(* 9 *)

(define redundant-fact
 (lambda (n)
 (let ((g (lambda (f n)
 (if (zero? n)
 1
 (* n (f f (1- n)))))))
 (g g n))))

Recalling that our game plan was to separate out abstracted-fact and Y from pass-fact, it would be interesting to see how close the definitional part of fact (the part that has the if) now is to abstracted-fact.

(* 10 *)

(lambda (n)
 (if (zero? n)
 1
 (* n ( (ff) (1-n)))))

As can be seen above, we’re actually quite close already! If the (f f) part in the box were abstracted out we’d be there!

(* 11 *)

(lambda (F)
 (lambda (n)
 (if (zero? n)
 1
 (* n (F (1- n))))))

(Note: the name of the parameters in the above expression are not significant because there are no free variables in the expression. For instance, parameter F could be renamed to fact or any other name we want other than n.)

After abstracting out the (f f) part and invoking it on the argument it needs, we have the following.

(* 12 *)

>>>
(define fact
 (let ((g (lambda (f)
 (lambda (n)
 ((lambda (func)
 (if (zero? n)
 1
 (* n (func (1- n)))))
 (f f))))))
 (g g)))
fact
>>> (fact 5)
120

(Question for the Überprogrammer: Why couldn’t we do the abstraction and invocation as in the following?)

(* 13 *)

(define dont-try-this-at-home-fact
 (let ((g (lambda (f)
 ((lambda (func)
 (lambda (n)
 (if (zero? n)
 1
 (* n (func (1- n))))))
 (f f)))))
 (g g)))

Now, massage the definitional part of fact some more so that it looks just like abstracted-fact.

(* 14 *)

>>>
(define fact
 (let ((g (lambda (f)
 (lambda (n)
 (((lambda (func)
 (lambda (n)
 (if (zero? n)
 1
 (* n (func (1- n))))))
 (f f))
 n)))))
 (g g)))
fact
>>> (fact 5)
120

Using a gratuitous let, we can pull out the definition of abstracted-fact and name it locally.

(*  15 *)

>>>
(define fact
 (let ((abstracted-fact
 (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n (f (1- n))))))))
 (let ((g (lambda (f)
 (lambda (n)
 ((abstracted-fact (f f)) n)))))
 (g g))))
fact
>>> (fact 5)
120

Notice that in doing the above, a free variable was introduced into g in the second let. (abstracted-fact is free with respect to g and bound with respect to the outermost let.) We can fix this by abstracting out abstracted-fact from the innermost let.

(*  16 *)

>>>
(define fact
 (let ((abstracted-fact
 (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n (f (1- n))))))))
 ((lambda (abstracted-function)
 (let ((g (lambda (f)
 (lambda (n)
 ((abstracted-function (f f)) n)))))
 (g g)))
 abstracted-fact)))
fact
>>> (fact 5)
120

Y is now ready to leave the nest and flY!

Notice that the last tweak to fact achieved our aim: we now have abstracted-fact totally separated out from the recursionless recursion mechanism.

We can now name the recursion mechanism and make it a function in its own right.

(*  17 *)

>>>
(define y
 (lambda (abstracted-function)
 (let ((g (lambda (f)
 (lambda (arg)
 ((abstracted-function (f f)) arg)))))
 (g g))))
y

Question: Is Y a general purpose recursion removal function? (i.e., will it remove the recursion in any arbitrary function?) Herein, I will simply claim that it is and refer the reader to [Gabriel 1988] and/or any of the many other references that address this question (some of which are are listed in [vanMeule May 1991, Jun 1991]).

Now that we’ve got Y, we can clean up the definition of fact.

(*  18 *)

>>>
(define fact
 (let ((abstracted-fact
 (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n (f (1- n))))))))
 (y abstracted-fact)))
fact
>>> (fact 5)
120

We can clean up further by getting rid of the gratuitous let.

(* 19 *)

>>>
(define fact
 (y (lambda (f)
 (lambda (n)
 (if (zero? n)
 1
 (* n (f (1- n))))))))
fact
>>> (fact 5)
120

Looking ahead

There’s a type of recursion that our (applicative order) version of Y is not designed to handle. Consider the following functions.

!codeexamplestart!

(* 20 *)

>>>
(define my-even?
 (lambda (n)
 (if (zero? n)
 #t
 (my-odd? (1- n)))))
my-even?
>>>
(define my-odd?
 (lambda (n)
 (if (zero? n)
 #f
 (my-even? (1- n)))))
my-odd?
>>> (my-odd? 5)
#t
>>> (my-even? 5)
#f

These functions need to know about each other: they are mutually recursive.

We can handle this problem by coming up with a new version of Y (let’s call it Y2). Y wants one function as an argument. What happens if instead of a function, a list of functions is passed in? Such a list could contain all the functions which need to have (mutual) knowledge of each other. Accessing the different functions can then be done by using list accessing primitives. (This is the approach used to resolve the problem in l-calculus.)

Exercise for the Überprogrammer: Derive Y2. Hint for a possible game plan: starting with my-even? and my-odd? expressed via a letrec, get rid of the letrec by converting to a let and making use of a dynamic list. Then, thrash out Y2 in a similar manner as was done for Y in this article. Does Y2 turn out to be the same as Y?

Question for the Überprogrammer: if evaluation were normal order rather than applicative order, could we use the same version of Y for mutually recursive functions that we used for “regular” recursive functions (thus making a Y2 function unnecessary)?

Another question: Let’s say we have 3 or more functions which are mutually recursive. What do we need to handle this situation when evaluation is applicative order? What about in normal order?

Note: [vanMeule Jun 1991] gave enough primitives to create dynamic lists. For example, the combinator equivalent of the Scheme expression: (list ’a ’b ’c) could be built like this:

(* 21 *)

(com-cons ’a (com-cons ’b (com-cons ’c com-nil))) ,

and this same idea could be used in conjuring up a combinator version of Scheme’s list function, which could be called com-list.

“Thanks” to:

The hummingbird nest in a nearby tree which afforded much enjoyment in watching two new pilots grow up and get their wings. Bugs/infelicities due to Spring in the air.

Bibliography and References

[Gabriel 1988] Richard P. Gabriel. "The Why of Y." LISP Pointers, vol. 2, no. 2 October/November/December, 1988.

[Rees et al. 1986] Jonathan Rees and William Clinger (editors). Revised3 Report on the Algorithmic Language Scheme; AI Memo 848a. MIT Artificial Intelligence Laboratory, Cambridge, Massachusetts, USA, September 1986.

[vanMuele May 1991] André van Meulebrouck. "A Calculus for the Algebraic-like Manipulation of Computer Code" (Lambda Calculus). MacTutor, May 1991.

[vanMuele Jun 1991] André van Meulebrouck. "Going Back to Church" (Church numerals). MacTutor, June 1991.

All examples in this article were implemented in MacScheme.

 

Community Search:
MacTech Search:

Software Updates via MacUpdate

Google Chrome 59.0.3071.115 - Modern and...
Google Chrome is a Web browser by Google, created to be a modern platform for Web pages and applications. It utilizes very fast loading of Web pages and has a V8 engine, which is a custom built... Read more
SoftRAID 5.6.1 - High-quality RAID manag...
SoftRAID allows you to create and manage disk arrays to increase performance and reliability. SoftRAID allows the user to create and manage RAID 4 and 5 volumes, RAID 1+0, and RAID 1 (Mirror) and... Read more
Suitcase Fusion 7 18.2.4 - Font manageme...
Suitcase Fusion 7 is the creative professional's font manager. Every professional font manager should deliver the basics: spectacular previews, powerful search tools, and efficient font organization... Read more
BetterTouchTool 2.25 - Customize Multi-T...
BetterTouchTool adds many new, fully customizable gestures to the Magic Mouse, Multi-Touch MacBook trackpad, and Magic Trackpad. These gestures are customizable: Magic Mouse: Pinch in / out (zoom... Read more
WhiteCap 6.7.1 - Visual plug-in for iTun...
WhiteCap is a sleek and sophisticated music visualizer and screensaver that features futuristic, wireframe mesh visuals with dynamic backgrounds and colors. WhiteCap contains thousands of visual... Read more
DiskMaker X 6.0 rc5 - Make a bootable OS...
DiskMaker X (was Lion DiskMaker) helps you to build a bootable drive from the official OS X installer app (the one you download from the Mac App Store). It detects the OS X Install program with... Read more
Lyn 1.9 - Lightweight image browser and...
Lyn is a fast, lightweight image browser and viewer designed for photographers, graphic artists, and Web designers. Featuring an extremely versatile and aesthetically pleasing interface, it delivers... Read more
WhiteCap 6.7.1 - Visual plug-in for iTun...
WhiteCap is a sleek and sophisticated music visualizer and screensaver that features futuristic, wireframe mesh visuals with dynamic backgrounds and colors. WhiteCap contains thousands of visual... Read more
DiskMaker X 6.0 rc5 - Make a bootable OS...
DiskMaker X (was Lion DiskMaker) helps you to build a bootable drive from the official OS X installer app (the one you download from the Mac App Store). It detects the OS X Install program with... Read more
Lyn 1.9 - Lightweight image browser and...
Lyn is a fast, lightweight image browser and viewer designed for photographers, graphic artists, and Web designers. Featuring an extremely versatile and aesthetically pleasing interface, it delivers... Read more

Latest Forum Discussions

See All

This War of Mine gets a new ending and m...
This War of Mine just got a big new update, featuring free DLC that adds a new ending to the game, among other exciting changes. The update is celebrating the game's two-year release anniversary. Apart from the new ending, which will be quite... | Read more »
Summon eight new heroes in Fire Emblem H...
Nintendo keeps coming at us with Fire Emblem Heroes updates, and it doesn't look like that trend is stopping anytime soon. The folks behind the game have just announced the new War of the Clerics Voting Gauntlet, expected to start next Tuesday. [... | Read more »
The best deals on the App Store this wee...
iOS publishers are pulling out all the stops this week -- there's a huge number of seriously great games at discounted prices this week. Let's not waste any time and get right down to business. [Read more] | Read more »
The House of da Vinci (Games)
The House of da Vinci 1.0.0 Device: iOS Universal Category: Games Price: $4.99, Version: 1.0.0 (iTunes) Description: Enter The House of Da Vinci, a new must-try 3D puzzle adventure game. Solve mechanical puzzles, discover hidden... | Read more »
Solve the disappearance of history’s gre...
Blue Brain Games invites you to indulge in an immersive hands-on 3D puzzle adventure in similar vein to The Room series, with its debut release The House of Da Vinci. Set during the historic period of the Italian Renaissance (when Leonardo himself... | Read more »
Age of Rivals (Games)
Age of Rivals 3.3 Device: iOS Universal Category: Games Price: $.99, Version: 3.3 (iTunes) Description: Deep civilization-building strategy in a fast-paced card game! | Read more »
Panthera Frontier (Games)
Panthera Frontier 1.0 Device: iOS Universal Category: Games Price: $4.99, Version: 1.0 (iTunes) Description: | Read more »
Angry Birds Evolution beginner's gu...
Angry Birds changes things up a fair bit in its latest iteration, Angry Birds Evolution. The familiar sling-shot physics mechanics are still there, but the game now features team-based gameplay, RPG elements, and a new top-down view. With all of... | Read more »
Sega Forever is for the retro game fans
Sega is launching a new retro games service titled Sega Forever, in a move that's sure to delight games enthusiasts with a bit of nostalgia. Sega's releasing five classic games for free. The titles include Sonic the Hedgehog, Phantasy Star II,... | Read more »
The Little Acre (Games)
The Little Acre 1.0 Device: iOS Universal Category: Games Price: $2.99, Version: 1.0 (iTunes) Description: | Read more »

Price Scanner via MacPrices.net

13-inch 1.8GHz/256GB MacBook Air on sale for...
B&H Photo has the updated 2017 13″ 1.8GHz/256GB MacBook Air (MQD42LL/A) in stock and on sale for $1129 including free shipping plus NY & NJ tax only. Their price is $70 off MSRP. Read more
27-inch 3.4GHz iMac on sale for $1699, save $...
B&H Photo has the new 2017 27″ 3.4GHz iMac (MNE92LL/A) in stock and on sale for $1699 including free shipping plus NY & NJ sales tax only. Their price is $100 off MSRP. Read more
21-inch 2.3GHz iMac on sale for $1049, save $...
B&H Photo has the new 2017 21″ 2.3GHz iMac (MMQA2LL/A) in stock and on sale for $1049 including free shipping plus NY & NJ tax only. Their price is $50 off MSRP. Read more
ABBYY TextGrabber 6 for iOS Implements Instan...
ABBYY has announced the release of TextGrabber 6.0.0, an important feature update to the company’s productivity app developed for iOS and Android devices. TextGrabber 6.0 now offers Real-Time... Read more
vPhone, First Smartphone That Can’t Be Lost,...
Austin, Texas based Hypori has introduced the vPhone, a virtual smartphone that affords every business user the benefits of separate work and personal phones, conveniently delivered on a single... Read more
Save this weekend with 2016 refurbished MacBo...
Apple has dropped prices on Certified Refurbished 2016 15″ and 13″ MacBook Pros by as much as $590 off original MSRP. An Apple one-year warranty is included with each model, and shipping is free: -... Read more
New 27-inch 3.4GHz iMac on sale for $1699, sa...
MacMall has the new 2017 27″ 3.4GHz iMac (MNE92LL/A) in stock and on sale for $1699 including free shipping. Their price is $100 off MSRP. Read more
Clearance 2016 MacBook Pros available for up...
B&H Photo has clearance 2016 13″ and 15″ MacBook Pros in stock today and on sale for up to $400 off original MSRP. Shipping is free, and B&H charges NY & NJ sales tax only: - 15″ 2.7GHz... Read more
Apple Ranks 9th In comScore Top 50 U.S. Digit...
comScore, Inc. has released its monthly ranking of U.S. online activity at the top digital media properties for May 2017 based on data from comScore Media Metrix Multi-Platform. * Entity has... Read more
10.5-inch iPad Pros available for up to $20 o...
B&H Photo has the new 2017 10.5″ iPad Pros available for up to $20 off MSRP including free shipping plus NY & NJ sales tax only: - 64GB iPad Pro WiFi: $649 - 256GB iPad Pro WiFi: $749 - 512GB... Read more

Jobs Board

*Apple* News Product Marketing Mgr., Publish...
…organizational consensus on strategy and vision for publisher tools, authoring, and Apple News Format.Carries this strategy and vision across the organization to Read more
*Apple* Retail - Multiple Positions - Apple,...
Job Description: Sales Specialist - Retail Customer Service and Sales Transform Apple Store visitors into loyal Apple customers. When customers enter the store, Read more
Security Data Analyst - *Apple* Information...
…data sources need to be collected to allow Information Security to better protect Apple employees and customers from a wide range of threats.Act as the subject matter Read more
Lead *Apple* Solutions Consultant - Apple I...
…integrity, and trust.Success Metrics/Key Performance Indicators:Quantitative* Year over Year growth in Apple Product and Beyond the Box sales in the assigned Point of Read more
*Apple* Solutions Consultant till v%u00E5r...
…ethics, integrity, and trust.Success Metrics/Key Performance Indicators:QuantitativeYear over Year growth in Apple Product and Beyond the Box sales in the assigned Point Read more
All contents are Copyright 1984-2011 by Xplain Corporation. All rights reserved. Theme designed by Icreon.